In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.
Worldwide, BNP Paribas has a presence in 68 markets with more than 193,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.
* excluding partnerships
BNP Paribas offers you an exciting career in an international business environment that is fast-paced, diverse and focuses on creating high-value relationships with our clients. We offer competitive salary and benefits, as well as a working environment where you’re valued as part of the team.
https://careers.apac.bnpparibas/
Key Responsibilities
- Associate to VP (depending on experience)
- Lead corporate finance projects especially IPOs
- Perform due diligence
- Conduct financial analysis and financial modeling
Requirements
- 5 years + experience in investment banking or Big 4 experience
- Experience in capital market transactions will be a plus
- Excellent knowledge in accounting and financial modeling
- Fluency in Mandarin and English is a must
- CPA + CFA together with ibank execution experience will be ideal
What is this position about?
The position of KYC Expert, Associate/AVP, in BNP Paribas Singapore Investor Services Department is to be an expert in Singapore AML/KYC with a focus on working cohesively with the Hong Kong Investor Services KYC team to provide high quality client service. The role is to operate as an integral part of the KYC Investor Services team across multiple locations and partner with other Investor Services Team members (Client Account Managers and Trade Processing teams) as well as with the client / investor and CSM/RM as needed. Be proactive and accountable, aim to always exceed expectations. Ensure to maintain a firm knowledge of current AML/KYC and FATCA/CRS concepts, regulations and BNPP procedures to ensure accurate and timely processing. Provide suggestions for efficiencies, process improvements and provide support to the Head of the KYC team and the Investor Services Department Head. The role requires the ability to address client and investor issues and concerns, day-to-day KYC onboarding, revisits, remediation, static data updates, and reporting to clients and MLRO for periodic reporting and Client DDQ reviews. In addition, contribute to ad hoc projects either for specific client or internal team strategic initiatives such as process improvement, system upgrades and enhancements. The role is a professional partner with clients, investors and all internal stakeholders. Written and spoken knowledge of mandarin is an advantage for some of our key clients.
What would be your typical day at BNPP Paribas look like?
Primary Role Responsibilities
• Compliance specialist processing anti-money laundering and due diligence / KYC on investors in accordance with the requirements of the jurisdiction of the fund and the jurisdiction of the contract with the administrator (Singapore, Cayman Islands, British Virgin Islands, Hong Kong, Singapore and others)
• Process in accordance with BNP’s AML/KYC policies and procedures including accommodating special client requirements, as agreed
• Ensure regulatory requirements are completed for FATCA and CRS and that the required IRS Forms & Self Certification forms are obtained, reviewed and updated on the TA systems in a timely manner to enable accurate MI and regulatory reporting within the required deadlines.
• Ensure a satisfactory and high-quality level of service is delivered to Clients/Investors and that KYC and AEOI requests and requirements are dealt with efficiently, and in a professional and timely manner and that SLA deliverables are met
• Take responsibility for all assignments, projects and requests and ensure AML packs for new investors and AML revisits are completed accurately and in a timely manner
• Escalate Sanctions, PEPs, Adverse News and EI letters as well as High Risk Investors as required, to the Investor Services’ KYC Managers or Department Head
• Attend KYC/AEOI and meetings with the Client, their MLRO, and Investor DD reviews as requested
• Assist to train and coach staff who are providing KYC or AEOI activities, to enhance their performance and improve efficiency and accuracy
• Assist with new regulations as rolled out in relevant jurisdictions (Beneficial Ownership (BO) Regime in the Cayman Islands) and keep the team informed of new regulatory requirements from SG MAS.
• Assist with Regular AML Recertification / Investor unblocking process, Annual FATCA/CRS Reporting and ad hoc BO Regime requests
Contributing Responsibilities
• Make recommendations where improvement is identified to enhance Client/Investor satisfaction and improve efficiencies
• Contribute to projects such as FATCA/CRS Filing and Reporting, SFC and other Client reviews, along with BNP Risk, Operation Control, Internal Audit, Periodic Quality Testing and the annual ISAE review and client DDQs.
• Contribute to system updates, new initiatives and amendments to processes and procedures
Risk and Compliance:
• Ensure department procedures, BNP internal controls, compliance and regulatory obligations are followed
• Ensure processing, reporting and delivery of services is executed in a controlled environment, with strict adherence to BNP Paribas’ internal guidelines as well as the relevant Funds’ regulatory environment
• AML/CFT risk awareness and complete all identified mandatory training to ensure understanding of relevant/applicable Group policies (including but not limited to financial security related matters) and to escalate any irregularities where necessary. To also ensure that his/her team has completed and will adhere to the same.
Conduct:
• Adhere to the BNP Code of Conduct and act accordingly internally, when facing clients and investors and escalate any irregularities where necessary
• Complete all identified mandatory training and additional training as agreed
• Ensure queries and requests from investors / clients are dealt with in a timely and professional manner
• Maintain and develop trust based relationships with investors/clients
• Partner with clients by providing professional advice and resolutions where required
• Represent the team in client, auditor and inter-department meetings.
• Collaborate with other team members and provide assistance in BAU and projects
What is required for you to succeed?
• Approachable, positive working attitude and mindset
• Working knowledge of AML/KYC and FATCA and CRS in Singapore, Cayman Islands (other jurisdictions are a plus)
• Team oriented and collaborative individual who takes initiative and ownership of assigned responsibilities
• Detail oriented, able to accurately process high volumes of activity
• Ability to work under pressure with strong problem solving skills
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas – Diversity & Inclusion Journey
BNP Paribas – The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
•BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
•BNP Paribas MixCity which fosters better representation of women at all levels of the organization
•Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
•BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
Position Purpose
•To conduct audit work in accordance with the IG methodology and ensure high standard of deliverables
•To contribute to risk assessment of audit units based on knowledge obtained through assignments as well as day-to-day contact with auditees
•To follow through with auditee on implementation of recommendations
Responsibilities
1.Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management)
-Contribute to the planning and preparation of the assignment e.g. understanding the methodology to be applied, acquiring a high level knowledge of the activities to be covered, gathering relevant key figures, etc.
-Develop a thorough understanding of the activities within the scope of the assignment, its strategy and governance, and the related risks.
-Evaluate the overall setup and identify the main areas of risk (including a comprehensive assessment of the management actions).
-Recommend appropriate actions to the management in order to remediate the identified weaknesses.
-Formalize the results of the assignment investigations and contribute to the production of the assignment deliverables.
-Present the conclusions of the assignment fieldwork to the senior management.
2.Review the implementation of the Inspection Générale recommendations
-Review and challenge the actions defined to remediate the weaknesses identified by the audit team through its assignments.
3.Contribute to the periodic risk assessment of Markets Activities and audit planning
-Perform a periodic and comprehensive risk assessment of the Markets Activities as per the Group guidelines.
-Keep abreast of change/new development of regulatory requirements that are relevant to Markets Activities and related functions.
-Assist in the elaboration of the Markets Activities audit planning following a risk-based approach.
Contributing Responsibilities:
-Contribute to the improvement of the Inspection Générale practices through the elaboration and update of our methodologies.
Technical & Behavioral Competencies
-Strong technical background in Markets Activities.
-Outstanding analytical skills.
-Curiosity, rigor, and precision.
-Ability to synthesize.
-Excellent writing and presentation skills (in English).
-High level of initiative, commitment, and drive.
-Ability to work effectively under pressure and within short deadlines.
-Promotes a constructive, cooperative, and participative teamwork environment
Specific Qualifications (if required)
-University degree in relevant areas (Banking, Economics, Finance, Risk Management, etc.).
-A minimum of 5 years’ professional experience in Markets Activities and/or related support or control functions (prior audit experiences are considered but are not specifically required).
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.
Worldwide, BNP Paribas has a presence in 68 markets with more than 193,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.
* excluding partnerships
BNP Paribas offers you an exciting career in an international business environment that is fast-paced, diverse and focuses on creating high-value relationships with our clients. We offer competitive salary and benefits, as well as a working environment where you’re valued as part of the team.
https://careers.apac.bnpparibas/
The Private Capital Associate plays a critical role in the Private Capital team. The role will require technical expertise in processing and reviewing functions with respect to PC Administration services delivered to the BNP Paribas client base.
The role is responsible for the output and service delivery of the PC team and will include the provision of technical expertise for all middle office and back office activities. This role will focus on the delivery of daily activities for PC assets, but also support onboarding and transitions, as well as business change projects and business improvements, to ensure a consistent and sustainable operating model.
What would be your typical day at BNPP Paribas look like?
Primary Role Responsibilities
The operational controls and oversight will include the review and delivery of the following activities:
- Processing, record keeping and control of capital calls, distributions, subscriptions, redemptions and transfers of shares/units/ownership interest
- Review and analysis of documents received in relation to any direct or indirect investments before instructing dedicated team to make the related payments
- Reconciliation of assets and market valuations
- Ensure all PC transactions have been executed on the dedicated platforms
- Prepare & review NAV reports– including prepare and review of final trial balances and all underlying portfolio information, fee calculations i.e. management fee and waterfall, accruals and expenses booking to ensure that information is up to date and complete
- Preparation of client reporting on a monthly/quarterly/semi-annually/annually basis
- Ensure dedicated team’s timely payment processing for fund fees and expenses in accordance with internal procedures
- Ensure completion of the funds’ audit accordance with agreed timeframes and timely filing of the AFS & FAR with CIMA (as applicable).
- Assist the managers on the requests from the quality assurance team, operational risk team, internal audit team requests, ISAE audit team etc.
- Prepare and present Administrator Reports for presentation at Fund meetings as required.
- Assist in the on boarding of new assets including system setup, review of documentation, and liaising with related internal and external counterparties in a timely manner, including fund migrations
Project and restructure work
In addition, the Private Capital Associate where required, will actively participate in strategic internal and external meetings along with the rest of the team, and will provide input regarding new business requests. They are subsequently responsible for ensuring the operational implementation of any service delivery changes to meet client needs.
Other contributions
Risk and Compliance:
- Ensure the operating model in compliance with regulations, market infrastructure evolution and BNP Paribas internal control rules and meet compliance and regulatory obligations
- Ensure relevant risk migration controls including authentication check and vigilance screening are performed when processing manual instruction as required by the Bank policy and local regulations if applicable
Conduct:
- Adhere to the Code of Conduct and act accordingly internally, when facing clients and providers
What is required for you to succeed?
Individual Leadership:
- Active participation in client and internal meetings where required
- Operational leadership of change incorporating client requirements and process reviews
- Carry out all activities related to transaction processing and carrying out our ‘business as usual’ tasks
- Full service delivery in line with client SLA’s
- Business Implementation – including onboarding of new clients, restructures, product development, statutory and regulatory change
- Supporting the overall service delivery via cross-team cooperation/communication
- Act as a conduit of change for business, IT and client projects across the organisation.
- Actively contribute and participate in all Culture and Leadership initiatives
- Influencing the desired culture of flexibility, accountability and openness to change and leading by example
- Ability to adapt to change, and to approach team and organizational changes with an innovative approach
Client Service:
- Assist AVP/VP to resolve client issues or changes
- End of year financial reporting to meet specific client SLA terms
- Ensuring implementation of operational risk and legislative requirements in all output
Commercial Focus
- Analysis, innovation, development and implementation of change and process improvement
- Maintain and monitor the BNP Paribas Risk Control Framework for the services provided to client, including formal supervision and working closely with Risk and Compliance and Operational Controllers, identifying potential risks and developing controls to mitigate them
Required education/certification/licenses
- Related alternative investment experience within the financial services industry preferred
- Proven track record with regards to managing change processes, and the ability to create and implement solutions
- Ability to foster and maintain strong interpersonal relationships both internally and externally
- A strong technical background incorporating aspects of valuation of PC assets, impacts on fund accounting, and reporting
- Excellent attention to detail
- Ability to work well individually, and within a small team environment
What is this position about?
Be a contributor to the team’s success in completing routine Bank Guarantee related operations and looking for rooms to improve efficiency within the Bank’s internal control framework
What would be your typical day at BNPP Paribas look like?
Primary Role Responsibilities
• Support all aspects of Bank Guarantee Operations relating to the drafting, provide comment and advice, issue/amendment/cancel of the Guarantee and counter guarantee
• Monitor the workflow and procedures to be running in proper paths enabling the Quality Target could be achieved.
• Manage / follow-up the payment of commission as per instruction.
• Ensure proper and relevant authorization/management/compliance approval/vigilance scan checks and/or bank line are obtained for each transaction.
• Ensure Bank Guarantee issued is according to procedures, rules and relevant guidelines.
• Monitor the release of guarantee liabilities of the counter-guarantee issuing bank following the cancellation of the Bank Guarantee, where applicable or provide instruction of Back office
• To provide instructions to Back Office received from client or APAC/ other regional sites through email or other supportive means where necessary and upon requests from sites within operation agreement.
• Maintain TWIST workflow system to have complete supporting documents relating to Bank Guarantee transactions.
• Maintain physical transaction files archival management ensuring relevant information and original bank guarantee applications are kept orderly.
• Contribute to the implementation of operational permanent control policies and procedures in day-to-day business activities to minimize any potential operation risks.
• Comply with regulatory requirements, internal guidelines & compliance policies.
• Any other activities relating to trade operation processing as assigned by Management.
• Bring direct contribution to BNPP operational permanent control framework.
• Minimize operational failure, including but not exclusively the risk of fraud by helping to devise and by implementing sufficient regular controls.
• Ensure appropriate escalation to management and/or permanent control (or compliance as appropriate) as soon as an issue is identified.
• Comply with the BNPP standards of Code of Conduct.
• Comply with the BNPP IT Security policies.
• Anti‐Money Laundering / Financial Sanctions “AML/FS”) related duties: Operations are an integral part of the control framework including for AML/FS topics. In that respect, in performing your role you are expected to ensure adherence to AML/FS‐related Group Policies and execution of associated operational controls, and to promptly escalate any resulting hit for analysis and decision.
Other contributions
• Share knowledge and experience with colleagues in team to build up team spirit;
• Contribute and support businesses in product delivery with professional comments.
• Contribute to resolve and identify blocking matters
• Coach / assist team members in achieving the objective
• Assist Unit Head to run the Team smoothly.
What is required for you to succeed?
• 3-4 years relevant Bank Guarantee operations experience
• Chinese speaking / reading is a MUST
• Team spirit contributor / builder
• Good communication in speaking / writing in English
• Be open-minded in adopting / sharing new challenges
Required education/certification/licenses
• University degree
• Knowledge of ICC rules such as but not limited to URDG / ISP / UCP
• Relevant ICC certification / qualifications such as CDCS / CSDG
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas – Diversity & Inclusion Journey
BNP Paribas – The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
Position Purpose
BNP Paribas has a presence in nearly 80 countries with over 200,000 employees. It ranks highly in its three core activities: Retail Banking, Investment Solutions and Corporate & Investment Banking. In Asia Pacific, the BNP Paribas Group is a leading employer with over 10,000 employees and a dynamic presence in 14 markets. Being one of the largest international banking networks, we strive to employ talented and innovative people who are aligned to our vision and culture. The APAC Automated Market Making Team is an industry recognized trading team that serves to provide electronic market making services and performs quantitative trading in major exchanges within the APAC region. Currently, the team is actively present on at least 13 electronic exchanges. Due to the nature of the business, AMM has a significant technology investment in its proprietary trading platform and automated trading strategies. The IT Strategist team is responsible for providing a full-service suite of technology solutions to the trading desk
Direct Responsibilities
Strategists develop and implement efficient automated tools to translate quant traders’ strategies into orders.
They design specific features to help traders monitor and analyze the behavior of strategies in production, and ensure adequate monitoring of risks and positions. Strategists plays a critical role in ensuring that the AMM technology platform remains best in class in the industry. Accordingly strategists:
• Proactively manage the production platform by o leveraging software engineering to eliminate operational work via automation o optimizing system architecture to maintain operational efficiency o conducting thorough but blameless post-mortems to help guide the evolution of the platform
• Develop and maintain an expansive library of automatons and alpha models
• Develop and maintain monitoring and production tools used in the trading platform
• Develop and maintain the simulation tools and back testing environment used to test and validate strategies
• Contribute to the enforcement of adequate risk filters for each automaton to prevent abnormal behaviour
Organize and monitor the orderly production of automatons during trading hours.
• Monitor, investigate, and improve performances of trading strategies.
• Contribute to the research and design of optimal setup for each set of strategies.
• Coordinate and test infrastructure changes, as implemented by the Group IT and Production teams.
• Make sure all developments satisfy local regulations.
Technical and Behavioural Competencies / Specific Qualifications
Required competencies:
• Expertise in Modern C++ (C++11/14/17/20) programming language and relevant toolkits
• Familiarity with low latency system programming techniques
• Minimum 5 year experience in developing / supporting trading platforms
• Ability to quickly resolve issues under pressure
• Strong technical & problem solving (troubleshooting) skills
• Excellent oral communication skills Relevant Skills:
• BS in Computer Science or a related technical field that involves programming, or equivalent practical experience
• Experience in supporting applications in a Linux/Unix environment
• Familiarity with Python/Scripting language
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
•BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
•BNP Paribas MixCity which fosters better representation of women at all levels of the organization
•Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
•BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas – Diversity & Inclusion Journey
BNP Paribas – The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
What is this position about?
- To conduct audit work in accordance with the IG methodology and ensure high standard of deliverables
- To contribute to risk assessment of audit units based on knowledge obtained through assignments as well as day-to-day contact with auditees
- To follow through with auditee on implementation of recommendations
What would be your typical day at BNPP Paribas look like?
In this role, you will
- Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management)
Head of Assignment
- Lead the assignment / review in accordance with BNPP Internal Audit Guidelines, International Professional Practices and established internal communication protocol.
- Plan, oversee and co-ordinate the work performed to ensure optimal resource allocation and efficient completion of assignment by preparing the methodology, collating raw data, obtaining past recommendations, preparing meetings with auditees, etc.
- Assess the key risks of the audited areas and coordinate the team to identify weaknesses in governance, risk management and control in those areas and raise appropriate findings and recommendations.
- Review work done by audit team to ensure that the work scope objectives are achieved.
- Complete the audit report within the recommended timeline.
- Escalate to the Supervisor unresolved matters or disputes with the auditees for timely resolution.
Auditor of Assignment
- Assist in documentation gathering for the assignment.
- Assist in assessing the key risks of the audited areas and identify weaknesses in governance, risk management and control in those areas by carrying out appropriate evaluation and tests.
- Raise appropriate findings and provide appropriate value-added recommendations to mitigate identified risks.
- Complete and file investigation working papers for easy retrieval to substantiate work performed.
Review the implementation of the Inspection Générale recommendations
- Validate the implementation of recommendations and maintain audit trail of correspondences with auditees in respect of all implementation.
Contribute to the risk assessment of covered activities and planning
- Perform a periodic and comprehensive risk assessment of the covered activities as per the Group guidelines.
- Keep abreast of change/new development of regulatory requirements that are relevant to the covered activities and related functions.
- Assist in the elaboration of the audit planning following a risk-based approach.
- Regularly communicate with and keep supervisors posted on significant events in relation to activities within the base location.
Direct contribution to BNPP operational permanent control framework.
- Contribute to the improvement of the Inspection Générale practices through the elaboration and update of our methodologies.
Permanent Control Aspects
- Direct contribution to BNPP operational permanent control framework.
- Comply with regulatory requirements and internal guidelines
What is required for you to succeed?
- Is conversant with and applies appropriately audit methodology/standards and control concepts
- Possesses deep knowledge of business, products, risks, practices, policies and regulations
- Practically adapts theory and experience to circumstances of assignment
- Demonstrates planning, organizing and communication / interpersonal skills in conducting assignments and dealing with auditees
- Be analytical and able to anticipate problems/obstacles, able to distinguish material from non-material items in making decisions
- Is mindful about deadlines and disciplined in completing deliverables at the required level of standard
- Effective communication skills. Good written and spoken English.
- Data analytics skills is a plus
- Credit review experience
- Autonomous and self-motivated
- Team player
- Autonomous and self-motivated
- Willing to travel (in the region, around 30% travelling)
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas – Diversity & Inclusion Journey
BNP Paribas – The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
Description
- VP/Associate Electronic Sales trading position, responsible for day-to-day low-touch Coverage of APAC order flow for global institutional clients.
- Focus on opening up and driving growth with unbundled clients.
- Collaboration across Product/IT/Compliance and other teams to drive development of the platform and the Electronic offering as a whole.
Responsibilities:
As an active member of the Coverage team, the candidate will have a business owner mindset to drive the growth of institutional client revenues.
- Maximize client engagement through active Coverage and collaboration with internal teams & senior management across all regions.
- Active Coverage of client order flow as a value-add service:
- Fundamental understanding of client objectives, market structure, liquidity profiles.
- Monitor client and algo behavior to adhere to market regulations and firm procedures.
- Content generation and distribution:
- Collaborate with EE Product team & Market Structure teams to maximise use of thematic content.
- Product/Platform:
- Be a major contributor to the development of strategic tools, algo enhancements, and content to improve the all aspects of the business.
Qualified candidates will have:
- 3-7 years in Electronic Equities Coverage across APAC markets.
- Track record of covering institutional clients, an understanding of Algo Wheels preferred.
- Bilingual (Fluent in English & Mandarin)
- Ability to work closely with Product and Quant teams to be a key contributor to platform development and execution consulting.
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
•BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
•BNP Paribas MixCity which fosters better representation of women at all levels of the organization
•Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
•BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas – Diversity & Inclusion Journey
BNP Paribas – The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
Responsibilities
- Deliver the entire BNP Paribas firm to institutional investors, specifically Asset Managers and Hedge Funds. The mandate encompasses the entire capital market effort of the bank including: fixed income, equities, and equity derivatives, commodities and certain investment banking functions, as well as BP2S, IP and ALM.
- Specific responsibility for coverage of Institutional Investor universe in Asia Pacific region at the C Suite level
- Ensure the full scope of BNP Paribas’s CIB capabilities and resources are well positioned and understood by FIC IC Priority Accounts.
- Gain a thorough understanding of the client’s specific product needs, and match with the strongest, most appropriate offering available from BNP Paribas.
- Focus FIC IC coverage on Global and Local Priority accounts, targeting higher wallet share of client business
- Ensures in the regions under his/her management the compliance of the team with all existing and future regulatory policies
- Contributes to FIC APAC Management Team and key projects to take Institutional Coverage to the next level
- Supervises a team of 7-8 staff
- Direct contribution to BNP Paribas operational permanent control framework.
- Ensure compliance with Bank’s policies/procedures and regulatory requirements, in particular with regards to the KYC responsibilities and duties, as per relevant policies and procedures, and the summary of responsibilities list attached hereto.
– Appendix –
Summary of SBO/SCBO Responsibilities pertaining to Know Your Customer and AML/Sanctions Policies
The RM, when acting as SBO/SCBO:
- must initiate the KYC on boarding process and is responsible to collect the KYC data (with support of the appropriate teams in charge of due diligence);
- is primarily responsible for ensuring that customer due diligence has been completed to a satisfactory standard, and is kept up-to-date;
- makes an assessment whether starting a new relationship or maintaining an existing relationship with a customer is appropriate, in respect of the reputation and the money laundering/terrorist financing/sanctions risks, irrespective of the possible type of business the customer is currently doing or intends to do with the bank. This assessment must be formalized in writing in the KYC package (qualitative SBO opinion describing the risks and their mitigants is mandatory in all cases);
- uses the KYC scoring grid and his/her judgment to determine the sensitivity, assisted by the teams in charge of due diligence. He/she provides the teams in charge of due diligence with the knowledge/details they need when contacts with customers is required;
- submits the customer’s KYC file to the CAC (Customer Acceptance Committee), as may be required, and provides the CAC with all information and documentation it may require;
- contributes to assess the relevance and appropriateness of offering and/or maintaining certain products and services of the Bank in view of the risk profile of the customer;
- contributes to the detection of any unusual and/or suspicious transactions by his/her customer with due reporting to a Compliance Officer;
- and employs his/her best efforts to maintain a thorough knowledge of his/her customer from available documentary sources and regular direct contacts with them.
- finally, he/she must keep the KYC up-to date in accordance with the Bank’s standards. In particular, he/she must trigger an ad-hoc review as soon as necessary, notably in case of becoming aware of any material adverse information in connection with any of their customers in the field of AML-CTF, in accordance with the relevant KYC policies and procedures
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
•BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
•BNP Paribas MixCity which fosters better representation of women at all levels of the organization
•Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
•BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas – Diversity & Inclusion Journey
BNP Paribas – The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 20,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.
Worldwide, BNP Paribas has a presence in 64 markets with more than 178,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.
* excluding partnerships
BNP Paribas offers you an exciting career in an international business environment that is fast-paced, diverse and focuses on creating high-value relationships with our clients. We offer competitive salary and benefits, as well as a working environment where you’re valued as part of the team.
https://careers.apac.bnpparibas/
2026 APAC Long Internship (Jan – Jun) – Securities Services, Client Delivery – Hong Kong
For: Undergraduate students in any disciplines from a recognized university
Duration: 6 months
Start date: January 2026
Location: Hong Kong
Candidates with more than one application will not be processed – You are encouraged to review the different business lines and working locations before applying.
What you can expect?
Induction
You will be provided with a comprehensive induction, where you will be immersed in group training and discover more about the BNP Paribas Group.
Training
From day one, you will start your business specific technical and financial training, alongside personal skills development aimed at equipping you with the knowledge you need to get you the best possible start in your career. Working alongside our teams of industry leading specialists, you will gain on-the-job training throughout your 6 months programme taking you along a development path to build your expertise and broaden your base of skills.
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 15,000 employees* and a presence in 14 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships. * excluding partnerships
The securities Services Business of BNP Paribas is among the world leaders in the securities services industry.
Our mission is to ensure smooth and secure financial transactions for our clients (banks, brokers, institutional investors and corporates) and to protect their assets across all markets. Our clients are: fund managers (including alternative funds), insurance companies, sovereign-wealth funds, superannuation funds, brokers and investment banks, commercial banks, major companies and issuers. We help our clients to focus on their key activities and become more efficient by taking charge of their middle and back office services (especially for brokers, investment banks and asset managers in Europe, USA and Asia Pacific).
We operate in all classes – equities, bonds, mutual funds, investment funds, listed derivatives, OTC derivatives and alternative funds and structured products. We are present in over 100 markets worldwide with Assets under Custody of USD9, 070 billion and process 85 million transactions each year.
We offer you an exciting career opportunity in an international, challenging business environment characterized by high pace and diversity with focus on creating valuable relations with our customers. We now have an exciting traineeship for students in their penultimate year of study.
Don’t miss your chance to join an excellent work environment where you can learn and are valued as part our team!
What you will do?
As a Client Delivery intern, you will:
The intern will be integrated within the Hong Kong Client Delivery Team and will be supporting a variety of tasks, including but not limited to:
- Support for COO / Head of Client Delivery
- Supporting the head of Client Delivery with their responsibilities (e.g. presentation preparation, headcount analysis, outsourcing governance, meeting arrangements, special projects etc.)
- Investment and Fund Services / Banking Operations
- Supporting the audit process
- Assisting with report generation and delivery to auditors
- Monitoring the status of audits & preparation of fund financial statements
- Contributing to the onboarding process for new business
- Assisting the teams with preparation of Key Performance Indicators
- Supporting the audit process
As a Investor Services intern, you will:
The intern will be integrated within the Hong Kong Client Delivery / Investor Services team and will be supporting a variety of tasks, including but not limited to:
- Supporting the KYC (know your client process) process of investors
- Supporting the screening of names and analysis of hits
- Support the team in implementing an efficient end to end operating model
- Supporting the Client Account Managers
- Supporting and organising the investors’ and clients’ queries
- Supporting the migration on a new client query tool
Technical & Behavioral Competencies
- Demonstrating a keen interest in the Banking Industry and fund administration
- Strong analytical mindset and synthetic mind. Ability to write in a concise way
- Ability to multi-task and to priorities tasks efficiently
- Ability to work independently and collaboratively in a team environment
- Excellent written and verbal communication skills in English. Cantonese/Mandarin are a plus
- Proficient computer skills, including Microsoft Office Suite (Word, PowerPoint, and Excel)